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Manager, SOX IT & Third Party Risk Manager - MoneyLion

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Job Title
Manager, SOX IT & Third Party Risk Manager
Job Location
New York, New York, United States
Job Description

MoneyLion is a leader in financial technology powering the next generation of personalized products and content, with a top consumer finance super app, a premier embedded finance platform for enterprise businesses and a world-class media arm. MoneyLion’s mission is to give everyone the power to make their best financial decisions. We pride ourselves on serving the many, not the few; providing confidence through guidance, choice, and personalization; and shortening the distance to an informed action.

In our go-to money app for consumers, we deliver curated content on finance and related topics, through a tailored feed that engages people to learn and share. People take control of their finances with our innovative financial products and marketplace - including our full-fledged suite of features to save, borrow, spend, and invest - seamlessly bringing together the best offers and content from MoneyLion and our 1,100+ Enterprise Partner network, together in one experience. MoneyLion’s enterprise technology provides the definitive search engine and marketplace for financial products, enabling any company to add embedded finance to their business, with advanced AI-backed data and tools through our platform and API. Established in 2013, MoneyLion connects millions of people with the financial products and content they need, when and where they need it.

About the Role

The Manager, SOX IT will play a critical role in ensuring compliance with the Sarbanes-Oxley Act (SOX) regulations pertaining to information technology systems and controls. This individual will be responsible for overseeing the implementation, maintenance, and assessment of IT controls to safeguard financial reporting processes. The ideal candidate will possess a strong background in IT audit, risk management, and regulatory compliance within the financial services industry.

Position is expected to be present in NYC office, 4 days per week. 

Key Responsibilities 

  • Develop and maintain a comprehensive understanding of SOX requirements related to IT controls and processes.
  • Collaborate with cross-functional teams to identify key IT risks and assess the design and effectiveness of controls to mitigate these risks.
  • Lead the planning, execution, and documentation of IT control testing procedures in accordance with established methodologies and timelines.
  • Evaluate control deficiencies and work with relevant stakeholders to develop remediation plans and monitor the implementation of corrective actions.
  • Stay abreast of emerging trends, regulations, and best practices in IT governance, risk management, and compliance.
  • Serve as a subject matter expert on IT-related matters during internal and external audits, regulatory examinations, and inquiries.
  • Facilitate communication and training initiatives to promote awareness of SOX requirements and foster a culture of compliance within the organization.
  • Provide regular updates and reports to senior management on the status of SOX IT compliance efforts and key findings.

About You

  • Bachelor's degree in Information Systems, Computer Science, Finance, or related field. Advanced degree or professional certifications (e.g., CISA, CISSP, CPA) preferred.
  • A minimum of 3-5 years of relevant experience in IT audit, risk management, or compliance, preferably within the financial services industry.
  • Strong understanding of SOX requirements, COSO framework, and industry-standard IT control frameworks (e.g., COBIT, NIST).
  • Demonstrated ability to assess complex IT processes and systems, identify control deficiencies, and develop practical recommendations for improvement.
  • Excellent analytical skills with a keen attention to detail and the ability to interpret and apply regulatory guidance.
  • Effective communication skills, including the ability to articulate technical concepts to non-technical stakeholders and influence decision-making at all levels of the organization.
  • Proven project management skills with the ability to prioritize tasks, manage multiple initiatives concurrently, and meet deadlines in a fast-paced environment.
  • Proficiency with audit management tools and software.

The annual base salary for the Manager, SOX IT role is expected to be between $100,000 to $120,000. Base salary is one component of MoneyLion's total compensation package, which includes, 401(k) match, multiple health insurance options, disability coverage, life insurance, and unlimited paid time off for salaried positions. Actual salaries will vary based on a candidate’s qualifications, experience, skills, and competencies related to the role.

What We Value

We value growth-minded and collaborative people with high learning agility who embody our core values of teamwork, customer-first and innovation. Every member of the MoneyLion Pride is passionate about fintech and ready to give 100% in helping us achieve our mission.

Working At MoneyLion

At MoneyLion, we want you to be well and thrive. Our generous benefits package includes:

  • Competitive salary packages 
  • Comprehensive medical, dental, vision and life insurance benefits
  • Wellness perks
  • Paid parental leave
  • Generous Paid Time Off
  • Learning and Development resources
  • Flexible working hours 

MoneyLion is committed to equal employment opportunities for all employees. Inside our company, every decision we make regarding our employees is based on merit, competence, and performance, completely free of discrimination. We are committed to building a team that represents a variety of backgrounds, perspectives, and skills. Within that team, no one will feel more “other” than anyone else. We realize the full promise of diversity and want you to bring your whole self to work every single day.

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MoneyLion Headquarters Location

New York, NY

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MoneyLion Company Size

Between 500 - 1,000 employees

MoneyLion Founded Year

2013

MoneyLion Total Amount Raised

$477,499,424

MoneyLion Funding Rounds

View funding details
  • Post Ipo Equity

    $250,000,000 USD

  • IPO

    $0

  • Series C

    $100,000,000 USD

  • Series B

    $60,000,000 USD

  • Series B

    $42,000,000 USD

  • Series A

    $25,499,428 USD